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Laserfiche is the leading global provider of intelligent content management and business process automation. Through powerful workflows, electronic forms, document management and analytics, the platform eliminates manual processes and automates repetitive tasks, accelerating how business gets done. Laserfiche pioneered the paperless office with enterprise content management more than 30 years ago. Today, Laserfiche is innovating with cloud, machine learning and AI to enable organizations in more than 80 countries to transform into digital businesses. Recently named a 2020 Gartner Peer Insights Customers’ Choice for Content Services Platforms, Laserfiche is used across industries to boost productivity, scale businesses, and deliver digital-first customer experiences.

Linda Ding

Director of Strategic Marketing

Award Category
Technology Providers: Document Management
Initiative
Laserfiche Vault

Laserfiche Vault is a cloud-based solution that provides a secure and accurate system of records to support broker-dealers and wealth managers, and help them comply with SEC Rule 17a-4 policies. The platform also addresses strict WORM (write once, read many) standards for retaining electronic records and FINRA audit requirements. For financial services firms, this includes the ability to enable a “strict compliance mode,” which removes any overrides or bypasses that are traditionally reinforced through a magnetic WORM device. As part of the Laserfiche Vault offering, firms can also authorize Laserfiche to act as the designated third-party (D3P) to access content in the event of an audit. Additionally, Vault also offers firms the agility and scalability of automated cloud storage.

Resources
GUIDE
SEC Compliance Guide
Laserfiche Vault Compliance Guide offers a detailed look at the features and tools needed to support compliance with SEC 17a-4.
WEBINAR
Create a Seamless Client Experience in the New Age
This on-demand webinar features a panel experts from Laserfiche, Redtail and Cities Digital on how to create a positive and compliant digital client experience using the technology of today.
WEBINAR
Title of Asset Goes Here

About the Initiative

Guided Income Solutions℠ (GIS) is a turnkey, bucketed investment solution designed to deliver steady and tailored cash flows to clients planning for retirement. The bucketed investing framework provides an intuitive approach to converting clients’ nest eggs into an automatic income replacement based on their personal financial goals; the buckets automatically rebalance to systematically reduce risk and accommodate investors’ needs. GIS provides an alternative to annuities; delivering an investment approach that is flexible, liquid, and cost-effective.

GIS aims to transform and enhance current retirement income solutions, to:

Registration