Director of Strategic Marketing
Laserfiche Vault is a cloud-based solution that provides a secure and accurate system of records to support broker-dealers and wealth managers, and help them comply with SEC Rule 17a-4 policies. The platform also addresses strict WORM (write once, read many) standards for retaining electronic records and FINRA audit requirements. For financial services firms, this includes the ability to enable a “strict compliance mode,” which removes any overrides or bypasses that are traditionally reinforced through a magnetic WORM device. As part of the Laserfiche Vault offering, firms can also authorize Laserfiche to act as the designated third-party (D3P) to access content in the event of an audit. Additionally, Vault also offers firms the agility and scalability of automated cloud storage.