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Envision is the leading provider of real-time shareholder recordkeeping and servicing solutions for mutual fund companies, fund transfer agents, alternative investment sponsors, 529 providers and broker-dealers. The intuitive, rules-based platform provides:

  • A tightly integrated imaging and workflow system to manage and automate operational processes A device-responsive internet access portal for account inquiry and trading
  • A correspondence solution to produce tailored investor communications
  • Bank account and trade reconciliation capabilities
  • A full set of Application Programming Interfaces (“APIs”) to facilitate real-time integration with enterprise applications
  • A process control dashboard that allows users to manage daily processing activity issues
  • Over 500 systematic controls and warnings to ensure compliance with regulatory, company and fund policies
  • Detailed lot tracking underlying complete load and no-load capabilities, multi-currency features, money market fund support, dealer services and automated NSCC/ DTCC AIP interfaces
  • Embedded cost basis calculations that allow shareholders to select tax strategies to automate tax lots redemption

John Gray

Senior Vice President

Award Category
Technology Providers: Client Onboarding/New Account Opening
Open Integration with the Account On-boarding Firms
The traditional method for opening a new non-mutual fund product account in portfolio alternative investments is paper-based and time intensive. Because the process is mostly manual, the industry expects the entire account opening process to take anywhere from 4 to 8 weeks and often includes an industry estimated 40% – 60% not-in-good-order rates. Envision is working to turn this paper-based process in to a complete digital experience. Fully automating the investor on-boarding experience using our real-time Application Programming Interfaces with the industry on-boarding agent’s (e.g., AIX, Wealthforge, Docupace, iCapital, Crowd Street, etc.) products and services. We are also working to use these same APIs with the secondary market providers such as OpenFinance.
What is FundKeeper?
See how FundKeeper helps solve the front, middle and back office check and app investing issues
Solving the direct-at-fund problem
What do Reps want? Think convenience store not big box
Advisor survey
A canvass of broker-dealers reveals their direct-at-fund issues

Envision Financial Systems and Quasar Distributors, LLC together offer FundKeeper.­ Quasar Distributors, LLC, Member FINRA, SIPC. To check the background of this firm, visit BrokerCheck by FINRA

About the Initiative

Guided Income Solutions℠ (GIS) is a turnkey, bucketed investment solution designed to deliver steady and tailored cash flows to clients planning for retirement. The bucketed investing framework provides an intuitive approach to converting clients’ nest eggs into an automatic income replacement based on their personal financial goals; the buckets automatically rebalance to systematically reduce risk and accommodate investors’ needs. GIS provides an alternative to annuities; delivering an investment approach that is flexible, liquid, and cost-effective.

GIS aims to transform and enhance current retirement income solutions, to: