Docupace is a leading digital operations technology provider that simplifies how wealth management firms process and digitize data, increasing efficiency, productivity, and profits. With the secure, cloud-based Docupace Platform, the Docupace team provides a suite of digital solutions that helps broker-dealers, RIAs, and their advisors streamline and automate client onboarding, document management, advisor transitions, regulation best interest, and other critical workflows while maintaining SEC and FINRA compliance. With headquarters in Los Angeles, California, Docupace is proud to serve a variety of firms, including some of the largest in the financial services industry, through a combination of proven technology and hands-on service. For more information, please visit www.docupace.com.
Founder and President, Docupace
- Docupace’s Tracker BI allows financial advisors to simply and quickly send and track delivery of Form CRS and other regulatory disclosures to investors by mail, electronically, or in-person.
- Tracker BI provides end-to-end processing, tracking, storage, and audit functionality to meet Regulation Best Interest (Reg BI) requirements.
- With a centralized and secured cloud-based product for managing Reg BI compliance, broker-dealers, RIAs, and advisors can simplify Reg BI requirements with electronic delivery, workflow automation, compliant storage, digital experience, and acknowledgment capabilities.
Discover the benefits of electronic Form CRS delivery and storage vs. paper processes.
We asked 11 financial services leaders to weigh in on the biggest questions surrounding digitization.
Create a simple branded digital client onboarding experience for the advisors and clients.