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Discovery Data helps companies grow their business in the financial services and insurance industries through data and analytics delivered through cloud-based applications, CRM integrations, and data-driven marketing and market insights. Our robust profiles on 40,000 BD and RIA firms, over 730,000 active registered reps, and over 2 million insurance agents allow asset and wealth managers, fintech, media, consulting, and insurance companies to recruit qualified candidates, expand distribution, and deliver precision targeted sales and marketing outreach.

Michael Pinsker

Founder and President, Docupace

Award Category
Technology Providers: Document Management
Initiative
Reg BI Integrated Tool (Tracker BI)
Customers of Docupace’s Document Management solution can leverage the integrated capabilities of Reg BI tool called Tracker BI per below.
  • Docupace’s Tracker BI allows financial advisors to simply and quickly send and track delivery of Form CRS and other regulatory disclosures to investors by mail, electronically, or in-person.
  • Tracker BI provides end-to-end processing, tracking, storage, and audit functionality to meet Regulation Best Interest (Reg BI) requirements.
  • With a centralized and secured cloud-based product for managing Reg BI compliance, broker-dealers, RIAs, and advisors can simplify Reg BI requirements with electronic delivery, workflow automation, compliant storage, digital experience, and acknowledgment capabilities.
Resources
ARTICLE
The Key to Simpler Reg BI Compliance

Discover the benefits of electronic Form CRS delivery and storage vs. paper processes.

ARTICLE
Wealth Management’s Digital Future

We asked 11 financial services leaders to weigh in on the biggest questions surrounding digitization.

VIDEO
Open Accounts & Onboard Clients Without Forms

Create a simple branded digital client onboarding experience for the advisors and clients.