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Broker Dealers (Fewer Than 1000 Advisors)

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Member Circle
As a full-service independent broker/dealer and Registered Investment Advisor, American Portfolios (AP) seeks to provide the best platforms, products and services to support the needs of its investment professionals (IPs) in order for them to serve their clients. Headquartered in Holbrook, N.Y. since 2001, AP has invested in a dedicated team of… MORE
Janney is a full-service wealth management, capital markets, and asset management firm providing advice to individual, corporate, and institutional clients. Our expertise includes guidance about asset management, corporate and public finance, equity… MORE
With a caring staff empowered to deliver personal, innovative support, Parkland Securities, LLC partners with financial advisors committed to enhancing their clients’ experience in an ethical, trustworthy manner. We provide comprehensive financial planning tools, solutions, and… MORE
Experience Different. PEAK Reps, LLC is a holding company for PEAK Brokerage Services (independent broker-dealer), Blackridge Asset Management (registered investment adviser) and Top Advisors Group (insurance marketing agency). The founding group ascrbie to… MORE

We aspire to be the gold standard for boutique independent firms. Since 1982, Prospera has been a steadfast partner for independent financial professionals seeking full-service, boutique independent broker dealer expertise and support. Through our advisors… MORE

With a caring staff empowered to deliver personal, innovative support, Sigma Financial Corporation partners with financial advisors committed to enhancing their clients’ experience in an ethical, trustworthy manner. We provide comprehensive financial planning tools, solutions, and services supporting our representatives’ efforts in guiding their… MORE
Finalists
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Member Circle
As a full-service independent broker/dealer and Registered Investment Advisor, American Portfolios (AP) seeks to provide the best platforms, products and services to support the needs of its investment professionals (IPs) in order for them to serve their clients. Headquartered in Holbrook, N.Y. since 2001, AP has invested in a dedicated team of… MORE
Janney is a full-service wealth management, capital markets, and asset management firm providing advice to individual, corporate, and institutional clients. Our expertise includes guidance about asset management, corporate and public finance, equity… MORE
With a caring staff empowered to deliver personal, innovative support, Sigma Financial Corporation partners with financial advisors committed to enhancing their clients’ experience in an ethical, trustworthy manner. We provide comprehensive financial planning tools, solutions, and services supporting our representatives’ efforts in guiding their… MORE
Finalists
Companyimage_hfiltercompany_name_hfilterpremium_button_hfilter
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Member Circle
Janney is a full-service wealth management, capital markets, and asset management firm providing advice to individual, corporate, and institutional clients. Our expertise includes guidance about asset management, corporate and public finance, equity… MORE
Experience Different. PEAK Reps, LLC is a holding company for PEAK Brokerage Services (independent broker-dealer), Blackridge Asset Management (registered investment adviser) and Top Advisors Group (insurance marketing agency). The founding group ascrbie to… MORE
Finalists
Companyimage_hfiltercompany_name_hfilterpremium_button_hfilter
image_hfilterpremium_button_hfilter
Member Circle
As a full-service independent broker/dealer and Registered Investment Advisor, American Portfolios (AP) seeks to provide the best platforms, products and services to support the needs of its investment professionals (IPs) in order for them to serve their clients. Headquartered in Holbrook, N.Y. since 2001, AP has invested in a dedicated team of… MORE
Janney is a full-service wealth management, capital markets, and asset management firm providing advice to individual, corporate, and institutional clients. Our expertise includes guidance about asset management, corporate and public finance, equity… MORE
With a caring staff empowered to deliver personal, innovative support, Parkland Securities, LLC partners with financial advisors committed to enhancing their clients’ experience in an ethical, trustworthy manner. We provide comprehensive financial planning tools, solutions, and… MORE

We aspire to be the gold standard for boutique independent firms. Since 1982, Prospera has been a steadfast partner for independent financial professionals seeking full-service, boutique independent broker dealer expertise and support. Through our advisors… MORE

Finalists
Companyimage_hfiltercompany_name_hfilterpremium_button_hfilter
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Member Circle
As a full-service independent broker/dealer and Registered Investment Advisor, American Portfolios (AP) seeks to provide the best platforms, products and services to support the needs of its investment professionals (IPs) in order for them to serve their clients. Headquartered in Holbrook, N.Y. since 2001, AP has invested in a dedicated team of… MORE
Janney is a full-service wealth management, capital markets, and asset management firm providing advice to individual, corporate, and institutional clients. Our expertise includes guidance about asset management, corporate and public finance, equity… MORE

We aspire to be the gold standard for boutique independent firms. Since 1982, Prospera has been a steadfast partner for independent financial professionals seeking full-service, boutique independent broker dealer expertise and support. Through our advisors… MORE

Finalists
Companyimage_hfiltercompany_name_hfilterpremium_button_hfilter
image_hfilterpremium_button_hfilter
Member Circle
Experience Different. PEAK Reps, LLC is a holding company for PEAK Brokerage Services (independent broker-dealer), Blackridge Asset Management (registered investment adviser) and Top Advisors Group (insurance marketing agency). The founding group ascrbie to… MORE
With a caring staff empowered to deliver personal, innovative support, Sigma Financial Corporation partners with financial advisors committed to enhancing their clients’ experience in an ethical, trustworthy manner. We provide comprehensive financial planning tools, solutions, and services supporting our representatives’ efforts in guiding their… MORE
Finalists
Companyimage_hfiltercompany_name_hfilterpremium_button_hfilter
image_hfilterpremium_button_hfilter

Member Circle
As a full-service independent broker/dealer and Registered Investment Advisor, American Portfolios (AP) seeks to provide the best platforms, products and services to support the needs of its investment professionals (IPs) in order for them to serve their clients. Headquartered in Holbrook, N.Y. since 2001, AP has invested in a dedicated team of… MORE
Janney is a full-service wealth management, capital markets, and asset management firm providing advice to individual, corporate, and institutional clients. Our expertise includes guidance about asset management, corporate and public finance, equity… MORE
With a caring staff empowered to deliver personal, innovative support, Parkland Securities, LLC partners with financial advisors committed to enhancing their clients’ experience in an ethical, trustworthy manner. We provide comprehensive financial planning tools, solutions, and… MORE
Experience Different. PEAK Reps, LLC is a holding company for PEAK Brokerage Services (independent broker-dealer), Blackridge Asset Management (registered investment adviser) and Top Advisors Group (insurance marketing agency). The founding group ascrbie to… MORE

We aspire to be the gold standard for boutique independent firms. Since 1982, Prospera has been a steadfast partner for independent financial professionals seeking full-service, boutique independent broker dealer expertise and support. Through our advisors… MORE

With a caring staff empowered to deliver personal, innovative support, Sigma Financial Corporation partners with financial advisors committed to enhancing their clients’ experience in an ethical, trustworthy manner. We provide comprehensive financial planning tools, solutions, and services supporting our representatives’ efforts in guiding their… MORE
Finalists
Companyimage_hfiltercompany_name_hfilterpremium_button_hfilter
image_hfilterpremium_button_hfilter

Member Circle
As a full-service independent broker/dealer and Registered Investment Advisor, American Portfolios (AP) seeks to provide the best platforms, products and services to support the needs of its investment professionals (IPs) in order for them to serve their clients. Headquartered in Holbrook, N.Y. since 2001, AP has invested in a dedicated team of… MORE
Janney is a full-service wealth management, capital markets, and asset management firm providing advice to individual, corporate, and institutional clients. Our expertise includes guidance about asset management, corporate and public finance, equity… MORE
With a caring staff empowered to deliver personal, innovative support, Sigma Financial Corporation partners with financial advisors committed to enhancing their clients’ experience in an ethical, trustworthy manner. We provide comprehensive financial planning tools, solutions, and services supporting our representatives’ efforts in guiding their… MORE
Finalists
Companyimage_hfiltercompany_name_hfilterpremium_button_hfilter
image_hfilterpremium_button_hfilter

Member Circle
Janney is a full-service wealth management, capital markets, and asset management firm providing advice to individual, corporate, and institutional clients. Our expertise includes guidance about asset management, corporate and public finance, equity… MORE
Experience Different. PEAK Reps, LLC is a holding company for PEAK Brokerage Services (independent broker-dealer), Blackridge Asset Management (registered investment adviser) and Top Advisors Group (insurance marketing agency). The founding group ascrbie to… MORE
Finalists
Companyimage_hfiltercompany_name_hfilterpremium_button_hfilter
image_hfilterpremium_button_hfilter

Member Circle
As a full-service independent broker/dealer and Registered Investment Advisor, American Portfolios (AP) seeks to provide the best platforms, products and services to support the needs of its investment professionals (IPs) in order for them to serve their clients. Headquartered in Holbrook, N.Y. since 2001, AP has invested in a dedicated team of… MORE
Janney is a full-service wealth management, capital markets, and asset management firm providing advice to individual, corporate, and institutional clients. Our expertise includes guidance about asset management, corporate and public finance, equity… MORE
With a caring staff empowered to deliver personal, innovative support, Parkland Securities, LLC partners with financial advisors committed to enhancing their clients’ experience in an ethical, trustworthy manner. We provide comprehensive financial planning tools, solutions, and… MORE

We aspire to be the gold standard for boutique independent firms. Since 1982, Prospera has been a steadfast partner for independent financial professionals seeking full-service, boutique independent broker dealer expertise and support. Through our advisors… MORE

Finalists
Companyimage_hfiltercompany_name_hfilterpremium_button_hfilter
image_hfilterpremium_button_hfilter

Member Circle
As a full-service independent broker/dealer and Registered Investment Advisor, American Portfolios (AP) seeks to provide the best platforms, products and services to support the needs of its investment professionals (IPs) in order for them to serve their clients. Headquartered in Holbrook, N.Y. since 2001, AP has invested in a dedicated team of… MORE
Janney is a full-service wealth management, capital markets, and asset management firm providing advice to individual, corporate, and institutional clients. Our expertise includes guidance about asset management, corporate and public finance, equity… MORE

We aspire to be the gold standard for boutique independent firms. Since 1982, Prospera has been a steadfast partner for independent financial professionals seeking full-service, boutique independent broker dealer expertise and support. Through our advisors… MORE

Finalists
Companyimage_hfiltercompany_name_hfilterpremium_button_hfilter
image_hfilterpremium_button_hfilter

Member Circle
Experience Different. PEAK Reps, LLC is a holding company for PEAK Brokerage Services (independent broker-dealer), Blackridge Asset Management (registered investment adviser) and Top Advisors Group (insurance marketing agency). The founding group ascrbie to… MORE
With a caring staff empowered to deliver personal, innovative support, Sigma Financial Corporation partners with financial advisors committed to enhancing their clients’ experience in an ethical, trustworthy manner. We provide comprehensive financial planning tools, solutions, and services supporting our representatives’ efforts in guiding their… MORE
Finalists
Companyimage_hfiltercompany_name_hfilterpremium_button_hfilter
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