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Browse by Wealthies Award Category

  • All
  • 401(K)–Retirement Plan Support Services
  • Asset Managers
  • Broker/Dealers > 1,000 Advisors
  • Broker/Dealers
  • Broker/Dealers < 1,000 Advisors
  • Compliance/Law Firms
  • Custodians
  • Custodians $25B+
  • Disruptors
  • Family Offices
  • Individual RIA Firm Leaders
  • Industry Research Providers
  • Insurance
  • Investment Banks
  • Non-Custodial RIA Support Platforms
  • Succession/Ownership Transition Services
  • TAMPs
  • Technology Providers
  • Trusts
All Finalists

Company
361 Capital | 9/11 Heroes Run: Honoring Those Who Serve
361 Capital
AcreTrader | AcreTrader: providing investors direct access to the highly attractive asset class of farmland
AcreTrader
Act Analytics
Act Analytics  View Company Profile
Addepar
Addepar  View Company Profile
Adhesion Wealth
Adhesion Wealth  View Company Profile
Advicent
Advicent  View Company Profile
AdvicePeriod
AdvicePeriod  View Company Profile
Advisor Group
Advisor Group  View Company Profile
Agreement Express | Automated Document Workflow
Agreement Express
American Century Investments
American Century Investments  View Company Profile
American Portfolios Financial Services, Inc.
American Portfolios Financial Services  View Company Profile
Andes Wealth Technologies
Andes Wealth Technologies View Company Profile
Apex Clearing | Apex Next Investor Outlook
Apex Clearing
ARK Investment Management
Ark Investment Management  View Company Profile
Asset-Map | Advocating for Inclusive and Accessible Financial Technology, Asset-Map
Asset-Map
AssetMark | AssetMark Prioritizes Communication and Innovation to Support Advisors through Global Pandemic
AssetMark
Ayco | New Professional Development Initiative for Underrepresented Groups
Ayco
Bailard | Bailard, Inc. Launches Foundation to Celebrate 50 Years
Bailard
Bank of America Merrill
Bank of America Merrill  View Company Profile
Beacon Pointe Advisors | Matthew Cooper, President, Beacon Pointe Advisors
Beacon Pointe Advisors
Betterment for Advisors | Jon Mauney, General Manager, Betterment for Advisors
Betterment for Advisors
Black Creek Group | Heather Grubbs, Managing Director, Chief Marketing Officer
Black Creek Group
Black Diamond Wealth Platform
Black Diamond Wealth Platform  View Company Profile
Blue Tractor Group | Blue Tractor's Shielded Alpha ETF Solution
Blue Tractor Group
BNY Mellon | Albridge | Portfolio Groups
BNY Mellon | Albridge
BNY Mellon | Pershing
BNY | Mellon Pershing  View Company Profile
Boston Private | Thought Leadership Content Campaign
Boston Private
Bridgeford Trust Company
Bridgeford Trust Company View Company Profile
Cambridge Investment Research, Inc.
Cambridge Investment Research, Inc.  View Company Profile
CAPTRUST
CAPTRUST  View Company Profile
Carson Group
Carson Group View Company Profile
Cerity Partners | Kurt Miscinski, President & CEO, Cerity Partners
Cerity Partners
Cetera Financial Group
Cetera Financial Group  View Company Profile
CFRA | APIs for a complete investment research solutions via Research-as-a-Service (Raas) approach
CFRA
Charles River Development
Charles River Development  View Company Profile
Charles Schwab Investment Management
Charles Schwab Investment Management  View Company Profile
CLS Investments
CLS Investments  View Company Profile
Columbia Threadneedle Investments | Advisor Education: A Guide to Investor Behavior
Columbia Threadneedle Investments
Dakota Wealth Management | Peter Raimondi, CEO & Founder, Dakota Wealth Management
Dakota Wealth Management
DeVoe & Company
DeVoe & Company View Company Profile
Discovery Data
Discovery Data  View Company Profile
Docupace
Docupace Technologies  View Company Profile
DPL Financial Partners
DPL Financial Partners View Company Profile
Dynasty Financial Partners | Dynasty Digital Marketing Initiative
Dynasty Financial Partners
ECHELON Partners | ECHELON's New Behind the Deal Webcast Series
ECHELON Partners
Edelman Financial Engines
Edelman Financial Engines View Company Profile
Edward Jones
Edward Jones  View Company Profile
eMoney Advisor
eMoney Advisor  View Company Profile
Entreda
Entreda  View Company Profile
Envision Financial Systems, Inc.
Envision Financial Systems, Inc.  View Company Profile
Executor Assist - A Joint Venture Between ProtectHeir and Assurant | Cybersecurity Tool for Estate Fraud Prevention
Executor Assist - A Joint Venture Between ProtectHeir and Assurant
FA Match | Recruitment Technology Driving Human Connection
FA Match
Facet Wealth | Anders Jones, CEO, Facet Wealth
Facet Wealth
FactSet | FactSet’s Wealth Management and Markets Portals offer robust digital solutions.
FactSet
FiComm Partners
FiComm Partners View Company Profile
Fidelity Investments
Fidelity Investments  View Company Profile
Fiduciary Trust Company
Fiduciary Trust Company  View Company Profile
Fiduciary Trust International | Beyond Conversation: Gender Inclusion Now
Fiduciary Trust International
Financial Advocates
Financial Advocates  View Company Profile
Finantix | Finantix Client Portal
Finantix
FinMason | FIXED-INCOME ANALYTICS
FinMason
FinVal.com | FinVal Launch: Business Valuations for Business Owner Clients
FinVal.com
First Ascent Asset Management
First Ascent Asset Management View Company Profile
FIS
FIS View Company Profile
Flourish | Flourish - The Launch of Flourish Cash
Flourish
Foreside | New Thought Leadership Hub - Foreside Knowledge Center
Foreside
FP Alpha | FP Alpha Launch
FP Alpha
FP Transitions
FP Transitions View Company Profile
Franklin Templeton | Franklin Templeton Thinks
Franklin Templeton
Fraser and Fraser Genealogists and International Probate Researchers | Bringing Regulation to the Genealogy Industry: Establishment of the Association of Probate Researchers (APR)
Fraser and Fraser Genealogists and International Probate Researchers
Gerber Kawasaki Wealth & Investment Management | Diversity and Wealth Building Programs
Gerber Kawasaki Wealth & Investment Management
Goldman Sachs Private Bank Select
Goldman Sachs Private Bank SelectView Company Profile
Greenbacker Capital | Greenbacker Data Analytics & Engineering Platform
Greenbacker Capital
Guggenheim Investments
Guggenheim Investments  View Company Profile
Halo Investing | Structured Investments Platform
Halo Investing
Hamburger Law Firm | Advance Contract Management
Hamburger Law Firm
Hartford Funds | Why Many Teams Struggle (4 Ways to Improve Team Efficiency)
Hartford Funds
Hearsay Systems | Safeguarding Social during COVID
Hearsay Systems
Hercules Investments
Hercules Investments  View Company Profile
Hightower Advisors
Hightower Advisors  View Company Profile
iCapital Network
iCapital Network  View Company Profile
Independent Financial Group, LLC | Business Accelerator Program: Intensive In-Sourced Coaching Program
Independent Financial Group, LLC
IndexIQ | IndexIQ's New ESG ETF Suite
IndexIQ
Innovator ETFs
Innovator ETFs  View Company Profile
INVENT.us | The launch of INVENT’s Cloud Native Integration Platform for Wealth Management Firms
INVENT.us
InvestCloud | Expanding Digital Advice Robo to Target Allocation Level
InvestCloud
InvestEdge | InvestEdge's UMA Approach to Portfolio Management
InvestEdge
iSectors, LLC.
iSectors, LLC. View Company Profile
Jackson National Life Insurance Company
Jackson National Life Insurance Company  View Company Profile
Janney Montgomery Scott
Janney Montgomery Scott  View Company Profile
Janus Henderson Investors | Clarity, Camaraderie and Communication for the Client Experience
Janus Henderson Investors
Jemstep
Jemstep  View Company Profile
John Hancock Investment Management
John Hancock Investment Management  View Company Profile
Just Invest
Just Invest  View Company Profile
Kestra Financial | Retirement Plan Establishment via AdvisorComplete
Kestra Financial
Key Private Bank
Key Private Bank  View Company Profile
Laserfiche
Laserfiche  View Company Profile
LendingWell | LendingWell - Advisor Financing Tool
LendingWell
LPL Financial
LPL Financial  View Company Profile
Macquarie Investment Management, US | MIM's Diversity & Inclusion
Macquarie Investment Management, US
MarketCounsel Consulting
MarketCounsel Consulting  View Company Profile
Marstone Inc. | Frictionless Onboarding Experience
Marstone Inc.
MaxMyInterest | 60-Second Account Opening
MaxMyInterest
Merlyn.AI Corporation | Merlyn.AI Disrupts ETF Market with Temporal Portfolio Theory
Merlyn.AI Corporation
Milliman Financial Risk Management
Milliman Financial Risk Management  View Company Profile
Moisand Fitzgerald Tamayo, LLC | Dan Moisand, CFP, Principal, Moisand Fitzgerald Tamayo, LLC
Moisand Fitzgerald Tamayo, LLC
Morningstar, Inc.
Morningstar, Inc.  View Company Profile
MyComplianceOffice
MyComplianceOffice  View Company Profile
MyVest
MyVest View Company Profile
New Constructs, LLC | Robo-Analyst
New Constructs, LLC
NextCapital | Beyond TDFs: NextCapital Enables Personalized Retirement Advice
NextCapital
Northern Trust Asset Management | Holistic Advice & Tools to Scale Your Business
Northern Trust Asset Management
Oak Street Funding | New Loan Customization Option
Oak Street Funding
Oranj
Oranj  View Company Profile
Orion Advisor Tech
Orion Advisor Tech  View Company Profile
Orion Portfolio Solutions
Orion Portfolio Solutions  View Company Profile
Panoramix
Panoramix  View Company Profile
Parkland Securities, LLC
Parkland Securities LLC  View Company Profile
PEAK Reps LLC
Peak Reps LLC  View Company Profile
Pershing | Perspectives from Our Senior Leadership Team
Pershing
Practifi
Practifi  View Company Profile
ProNvest | New digital product for participant onboarding and engagement
ProNvest
Prospera Financial Services, Inc.
Prospera Financial Services Inc.  View Company Profile
Proteus, LLC | Customized Alternative Access Investment and Research Platform
Proteus, LLC
Quik! | Quik! App
Quik!
Raymond James
Raymond James  View Company Profile
Redtail Technology
Redtail Technology  View Company Profile
Refinitiv | Workspace for Wealth Advisors
Refinitiv
Resources Investment Advisors
Resources Investment Advisors  View Company Profile
RFG Advisory
RFG Advisory View Company Profile
Riskalyze
Riskalyze  View Company Profile
Rowling & Associates | InStrategy for Advisors
Rowling & Associates
SEI
SEI View Company Profile
Seismic | The Seismic Storytelling Platform – Optimizing client experiences
Seismic
Sigma Financial Corporation
Sigma Financial Corporation View Company Profile
SIMON Markets LLC | One Centralized Platform for Structured Investments
SIMON Markets LLC
Skience | Multi-Point Digital Onboarding Featuring Household-Level New Account Opening
Skience
SMArtX Advisory Solutions | Sleeve-Level Tax Lot Harvesting Tool
SMArtX Advisory Solutions  Coming Soon
Snappy Kraken
Snappy Kraken  
SoFi | SoFi's zero-fee index ETFs, a fund industry first
SoFi
SpiderRock Advisors
SpiderRock Advisors  View Company Profile
SS&C Advent APX
SS&C Advent APX  View Company Profile
State Street Global Advisors | Model Portfolio Solutions and the Client Experience
State Street Global Advisors
TD Ameritrade Institutional
TD Ameritrade Institutional  View Company Profile
Tegra118
Tegra118  View Company Profile
The E-Valuator
The E-Valuator View Company Profile
Thrivent Advisor Network
Thrivent Advisor Network  View Company Profile
Totum Risk | Aligning Risk with Financial Goals
Totum Risk
TradingFront
TradingFront View Company Profile
Truvalue Labs | Coronavirus ESG Monitor
Truvalue Labs
Twenty Over Ten
Twenty Over Ten
Ubiquity Retirement + Savings
Ubiquity Retirement Savings  View Company Profile
Vestmark
Vestmark  View Company Profile
Vestwell | Recordkeeping Technology Solution for SMBs
Vestwell
Voya Financial Advisors | Improving the Advisor Experience through Purposeful Innovation
Voya Financial Advisors
WBI Investments
WBI Investments  View Company Profile
Wealth Access, Inc. | Aggregation as a Service (AaaS)
Wealth Access, Inc.
Westwood Holdings Group, Inc | Westwood's Alternative Income Fund
Westwood Holdings Group, Inc
Whealthcare Planning | Wellness Planning in the Age of COVID-19
Whealthcare Planning

361 Capital | 9/11 Heroes Run: Honoring Those Who Serve
AcreTrader | AcreTrader: providing investors direct access to the highly attractive asset class of farmland
Act Analytics
View Company Profile
Addepar
View Company Profile
Adhesion Wealth
View Company Profile
Advicent
View Company Profile
AdvicePeriod
View Company Profile
Advisor Group
View Company Profile
Agreement Express | Automated Document Workflow
American Century Investments
View Company Profile
American Portfolios Financial Services, Inc.
View Company Profile
Andes Wealth Technologies
View Company Profile
Apex Clearing | Apex Next Investor Outlook
ARK Investment Management
View Company Profile
Asset-Map | Advocating for Inclusive and Accessible Financial Technology, Asset-Map
AssetMark | AssetMark Prioritizes Communication and Innovation to Support Advisors through Global Pandemic
Ayco | New Professional Development Initiative for Underrepresented Groups
Bailard | Bailard, Inc. Launches Foundation to Celebrate 50 Years
Bank of America Merrill
View Company Profile
Beacon Pointe Advisors | Matthew Cooper, President, Beacon Pointe Advisors
Betterment for Advisors | Jon Mauney, General Manager, Betterment for Advisors
Black Creek Group | Heather Grubbs, Managing Director, Chief Marketing Officer
Black Diamond Wealth Platform
View Company Profile
Blue Tractor Group | Blue Tractor's Shielded Alpha ETF Solution
BNY Mellon | Albridge | Portfolio Groups
BNY Mellon | Pershing
View Company Profile
Boston Private | Thought Leadership Content Campaign
Bridgeford Trust Company
View Company Profile
Cambridge Investment Research, Inc.
View Company Profile
CAPTRUST
View Company Profile
Carson Group
View Company Profile
Cerity Partners | Kurt Miscinski, President & CEO, Cerity Partners
Cetera Financial Group
View Company Profile
CFRA | APIs for a complete investment research solutions via Research-as-a-Service (Raas) approach
Charles River Development
View Company Profile
Charles Schwab Investment Management
View Company Profile
CLS Investments
View Company Profile
Columbia Threadneedle Investments | Advisor Education: A Guide to Investor Behavior
Dakota Wealth Management | Peter Raimondi, CEO & Founder, Dakota Wealth Management
DeVoe & Company
View Company Profile
Discovery Data
View Company Profile
Docupace
View Company Profile
DPL Financial Partners
View Company Profile
Dynasty Financial Partners | Dynasty Digital Marketing Initiative
ECHELON Partners | ECHELON's New Behind the Deal Webcast Series
Edelman Financial Engines
View Company Profile
Edward Jones
View Company Profile
eMoney Advisor
View Company Profile
Entreda
View Company Profile
Envision Financial Systems, Inc.
View Company Profile
Executor Assist - A Joint Venture Between ProtectHeir and Assurant | Cybersecurity Tool for Estate Fraud Prevention
FA Match | Recruitment Technology Driving Human Connection
Facet Wealth | Anders Jones, CEO, Facet Wealth
FactSet | FactSet’s Wealth Management and Markets Portals offer robust digital solutions.
FiComm Partners
View Company Profile
Fidelity Investments
View Company Profile
Fiduciary Trust Company
View Company Profile
Fiduciary Trust International | Beyond Conversation: Gender Inclusion Now
Financial Advocates
View Company Profile
Finantix | Finantix Client Portal
FinMason | FIXED-INCOME ANALYTICS
FinVal.com | FinVal Launch: Business Valuations for Business Owner Clients
First Ascent Asset Management
View Company Profile
FIS
View Company Profile
Flourish | Flourish - The Launch of Flourish Cash
Foreside | New Thought Leadership Hub - Foreside Knowledge Center
FP Alpha | FP Alpha Launch
FP Transitions
View Company Profile
Franklin Templeton | Franklin Templeton Thinks
Fraser and Fraser Genealogists and International Probate Researchers | Bringing Regulation to the Genealogy Industry: Establishment of the Association of Probate Researchers (APR)
Gerber Kawasaki Wealth & Investment Management | Diversity and Wealth Building Programs
Goldman Sachs Private Bank Select
View Company Profile
Greenbacker Capital | Greenbacker Data Analytics & Engineering Platform
Guggenheim Investments
View Company Profile
Halo Investing | Structured Investments Platform
Hamburger Law Firm | Advance Contract Management
Hartford Funds | Why Many Teams Struggle (4 Ways to Improve Team Efficiency)
Hearsay Systems | Safeguarding Social during COVID
Hercules Investments
View Company Profile
Hightower Advisors
View Company Profile
iCapital Network
View Company Profile
Independent Financial Group, LLC | Business Accelerator Program: Intensive In-Sourced Coaching Program
IndexIQ | IndexIQ's New ESG ETF Suite
Innovator ETFs
View Company Profile
INVENT.us | The launch of INVENT’s Cloud Native Integration Platform for Wealth Management Firms
InvestCloud | Expanding Digital Advice Robo to Target Allocation Level
InvestEdge | InvestEdge's UMA Approach to Portfolio Management
iSectors, LLC.
View Company Profile
Jackson National Life Insurance Company
View Company Profile
Janney Montgomery Scott
View Company Profile
Janus Henderson Investors | Clarity, Camaraderie and Communication for the Client Experience
Jemstep
View Company Profile
John Hancock Investment Management
View Company Profile
Just Invest
View Company Profile
Kestra Financial | Retirement Plan Establishment via AdvisorComplete
Key Private Bank
View Company Profile
Laserfiche
View Company Profile
LendingWell | LendingWell - Advisor Financing Tool
LPL Financial
View Company Profile
Macquarie Investment Management, US | MIM's Diversity & Inclusion
MarketCounsel Consulting
View Company Profile
Marstone Inc. | Frictionless Onboarding Experience
MaxMyInterest | 60-Second Account Opening
Merlyn.AI Corporation | Merlyn.AI Disrupts ETF Market with Temporal Portfolio Theory
Milliman Financial Risk Management
View Company Profile
Moisand Fitzgerald Tamayo, LLC | Dan Moisand, CFP, Principal, Moisand Fitzgerald Tamayo, LLC
Morningstar, Inc.
View Company Profile
MyComplianceOffice
View Company Profile
MyVest
View Company Profile
New Constructs, LLC | Robo-Analyst
NextCapital | Beyond TDFs: NextCapital Enables Personalized Retirement Advice
Northern Trust Asset Management | Holistic Advice & Tools to Scale Your Business
Oak Street Funding | New Loan Customization Option
Oranj
View Company Profile
Orion Advisor Tech
View Company Profile
Orion Portfolio Solutions
View Company Profile
Panoramix
View Company Profile
Parkland Securities, LLC
View Company Profile
PEAK Reps LLC
View Company Profile
Pershing | Perspectives from Our Senior Leadership Team
Practifi
View Company Profile
ProNvest | New digital product for participant onboarding and engagement
Prospera Financial Services, Inc.
View Company Profile
Proteus, LLC | Customized Alternative Access Investment and Research Platform
Quik! | Quik! App
Raymond James
View Company Profile
Redtail Technology
View Company Profile
Refinitiv | Workspace for Wealth Advisors
Resources Investment Advisors
View Company Profile
RFG Advisory
View Company Profile
Riskalyze
View Company Profile
Rowling & Associates | InStrategy for Advisors
SEI
View Company Profile
Seismic | The Seismic Storytelling Platform – Optimizing client experiences
Sigma Financial Corporation
View Company Profile
SIMON Markets LLC | One Centralized Platform for Structured Investments
Skience | Multi-Point Digital Onboarding Featuring Household-Level New Account Opening
SMArtX Advisory Solutions | Sleeve-Level Tax Lot Harvesting Tool
Coming Soon
Snappy Kraken
SoFi | SoFi's zero-fee index ETFs, a fund industry first
SpiderRock Advisors
View Company Profile
SS&C Advent APX
View Company Profile
State Street Global Advisors | Model Portfolio Solutions and the Client Experience
TD Ameritrade Institutional
View Company Profile
Tegra118
View Company Profile
The E-Valuator
View Company Profile
Thrivent Advisor Network
View Company Profile
Totum Risk | Aligning Risk with Financial Goals
TradingFront
View Company Profile
Truvalue Labs | Coronavirus ESG Monitor
Twenty Over Ten
Ubiquity Retirement + Savings
View Company Profile
Vestmark
View Company Profile
Vestwell | Recordkeeping Technology Solution for SMBs
Voya Financial Advisors | Improving the Advisor Experience through Purposeful Innovation
WBI Investments
View Company Profile
Wealth Access, Inc. | Aggregation as a Service (AaaS)
Westwood Holdings Group, Inc | Westwood's Alternative Income Fund
Whealthcare Planning | Wellness Planning in the Age of COVID-19
Member Circle

The E-Valuator was created with one goal in mind: to make the lives of investors, advisors, and investment firms as efficient and effective as possible. By analyzing mutual funds and ETFs against their Morningstar benchmark following customized metrics, this analytics software can: Create portfolio accounts… MORE

Cetera Financial Group (Cetera) is a leading financial advice firm. It empowers the delivery of an Advice-Centric Experience® to individuals, families and businesses across the country through independent financial advisors as well as trusted tax professionals and banks and credit unions. Comprehensive services include wealth management solutions, retirement plan solutions, advisory services… MORE
Morningstar, Inc. is a leading provider of independent investment research in North America, Europe, Australia, and Asia. The Company offers an extensive line of products and services for individual investors, financial advisors, asset managers, retirement plan providers and sponsors, and institutional investor in the debt and private capital markets Morningstar provides data… MORE
At Ubiquity Retirement + Savings , we are dedicated to making sure your 401k plan is tailored to meet your retirement goals. Our mission is to empower small businesses and their employees to create a more secure financial future and peace of mind, by leveraging technology with affordable and effective retirement solutions, and world-class customer support. Ubiquity Retirement + Savings™ is one of the best… MORE
Member Circle
American Century Investments is a leading global asset manager focused on delivering investment results and building long-term client relationships while supporting research that can improve human health and save lives. Founded in 1958, American Century Investments’ 1,400 employees serve financial professionals, institutions, corporations and individual investors… MORE
Headquartered in New York City, ARK Investment Management LLC is a federally registered investment adviser and privately held investment firm. Specializing in thematic investing in disruptive innovation, the firm is rooted in over 40 years of experience in identifying and investing in innovations that should change the way the world… MORE
Carson Group serves financial advisors and investors through its businesses including Carson Wealth, Carson Coaching, and Carson Partners. The family of companies offers coaching and partnership services to advisor firms – and straightforward financial advice to the investing public… MORE
At Charles Schwab Investment Management, we believe in a straightforward approach to asset management. That’s why we offer a focused lineup of core products and solutions for building the foundation of a portfolio. As one of the industry’s largest and most experienced asset managers, we put client needs first and are… MORE
Since many financial advisors find their strengths lie in cultivating relationships and creating an overall financial strategy for their clients, they often choose to outsource portfolio management to CLS Investments (CLS). Our partnership model gives advisors time to create meaningful relationships with their clients and learn important details about… MORE
Envestnet, Inc. is a leading provider of intelligent systems for wealth management and financial wellness. Envestnet’s unified technology empowers enterprises and advisors to more fully understand their clients and deliver actionable intelligence that drives better outcomes and improves lives. Envestnet Wealth Solutions… MORE
Fidelity’s mission is to inspire better futures and deliver better outcomes for the customers and businesses we serve. With assets under administration of $7.3 trillion, including discretionary assets of $2.9 trillion as of March 31, 2020, we focus on meeting the unique needs of a diverse set of customers: helping more than 32 million people invest their own life savings, 22,000 businesses manage employee benefit… MORE
Fiduciary Trust Company (FTC) is a private wealth management firm focused on individuals, third-party advisors, family offices, and nonprofits seeking objective expertise to grow and protect their investments. FTC’s capabilities include customized wealth planning, investment management, trust and estate administration, and family office… MORE
Financial Advocates, LLC (FA) and their Hybrid RIA, Financial Advocates Investment Management (FAIM), provide servant leadership in the financial advice market and serves as a financial advisor’s primary ally through the transition, growth, and ongoing management of an independent practice. FA’s experienced and diverse staff delivers intensive support to advisors as they… MORE
First Ascent is an award-winning provider of outsourced portfolio management services for fiduciary advisors. It was ranked as the #1 TAMP and the #1 Online Portfolio Management Tool in the 2020 T3/Inside Information Advisor Software… MORE
Guggenheim Investments is the global asset management and investment advisory divsion of Guggenheim Partners and manages assets across fixed-income, equity, and alternative strategies. Our investment professionals perform rigorous fundamental and quantative research to understand market trends and identify undervalued opportunities. We have an extended track record of delivering innovative solutions by focusing on the needs of institutional… MORE
In April 2019, iCapital Network announced an exclusive partnership with Nasdaq Private Market (NPM) to create an integrated secondary marketplace for private funds. In April 2020, the marketplace went live. The platform offers liquidity solutions to advisors and their high-net-worth… MORE
Innovator ETFs (Innovator Capital Management, LLC) is an SEC registered investment advisor based in Wheaton, IL. The firm is headed by ETF visionaries Bruce Bond and John Southard. Our goal is to bring revolutionary exchange-traded funds (ETFs) that change the investing landscape… MORE
iSectors ® is an ETF investment strategist that provides advisors with a suite of 21 proprietary ETF asset allocation models . iSectors’ investment management services, along with the technological infrastructure and support staff of our platform partners, help advisors optimize… MORE
John Hancock Investment Management, a company of Manulife Investment Management, serves investors globally through a unique multimanager approach: We search the world to find proven portfolio teams with specialized expertise for every strategy we offer, then we apply robust investment oversight to ensure they continue to meet our uncompromising standards and serve the best interests… MORE
Just Invest Just Invest redefines investment management by focusing on the needs of financial advisors and their clients. We are direct indexing specialists, delivering custom SMAs that integrate daily tax loss harvesting, ESG characteristics, smart-beta factors, and portfolio optimization on an individual security basis. We build technology solutions for financial advisors, empowering them with transparency… MORE
Milliman Financial Risk Management LLC (Milliman FRM) is a global leader in financial risk management to the retirement industry, providing investment advisory, hedging, and consulting services on over $148.6 billion in global assets as of September 30, 2019. Milliman FRM has swiftly grown to be the fastest growing and one of, if not the largest ETF subadvisor. They subadvise and… MORE
Morningstar, Inc. is a leading provider of independent investment research in North America, Europe, Australia, and Asia. The Company offers an extensive line of products and services for individual investors, financial advisors, asset managers, retirement plan providers and sponsors, and institutional investor in the debt and private capital markets Morningstar provides data… MORE
Orion Portfolio Solutions is a turnkey asset management program that exists to help financial advisors build strong and profitable businesses. To do that, OPS seamlessly integrates technology that is equal parts intuitive and powerful, with flexible investment options and hands-on product support in one, cohesive platform. OPS helps advisors confidently manage their clients, investments, and business… MORE
Resources Investment Advisors – A OneDigital Company, is an SEC-registered investment advisory firm focused on offering a holistic benefits experience for employees to build an exceptional workforce. When employees are… MORE
SpiderRock Advisors is an asset management firm focused exclusively on delivering option-based solutions and strategies to Financial Advisors and Institutions.  Combining world-class technology with comprehensive derivatives… MORE

WBI family of firms based in New Jersey, including WBI Technologies and WBI Investments, is a provider of institutional, private client wealth management strategies and TAMP solutions. WBI Investments builds outcome-oriented solutions that focus on an investor’s loss… MORE

Finalists
Company
361 Capital | 9/11 Heroes Run: Honoring Those Who Serve
361 Capital
American Century Investments
American Century Investments  View Company Profile
ARK Investment Management
Ark Investment Management  View Company Profile
Ayco | New Professional Development Initiative for Underrepresented Groups
Ayco
Bailard | Bailard, Inc. Launches Foundation to Celebrate 50 Years
Bailard
Black Creek Group | Heather Grubbs, Managing Director, Chief Marketing Officer
Black Creek Group
Blue Tractor Group | Blue Tractor's Shielded Alpha ETF Solution
Blue Tractor Group
Carson Group | The SECURE Act: Advisor Resources Campaign
Carson Group
Charles Schwab Investment Management
Charles Schwab Investment Management  View Company Profile
CLS Investments
CLS Investments  View Company Profile
Columbia Threadneedle Investments | Advisor Education: A Guide to Investor Behavior
Columbia Threadneedle Investments
Envestnet | PMC | Quantitative Portfolio: Impact Global Climate Solution
Envestnet | PMC
Fidelity Investments | Fidelity HSA for Advisors
Fidelity Investments
Fiduciary Trust Company
Fiduciary Trust Company  View Company Profile
Fiduciary Trust International | Beyond Conversation: Gender Inclusion Now
Fiduciary Trust International
Financial Advocates
Financial Advocates  View Company Profile
First Ascent Asset Management
First Ascent Asset Management View Company Profile
Franklin Templeton | Franklin Templeton Thinks
Franklin Templeton
Gerber Kawasaki Wealth & Investment Management | Diversity and Wealth Building Programs
Gerber Kawasaki Wealth & Investment Management
Greenbacker Capital | Greenbacker Data Analytics & Engineering Platform
Greenbacker Capital
Guggenheim Investments
Guggenheim Investments  View Company Profile
Hartford Funds | Why Many Teams Struggle (4 Ways to Improve Team Efficiency)
Hartford Funds
Hercules Investments
Hercules Investments  View Company Profile
iCapital Network
iCapital Network  View Company Profile
IndexIQ | IndexIQ's New ESG ETF Suite
IndexIQ
Innovator ETFs
Innovator ETFs  View Company Profile
iSectors, LLC.
iSectors, LLC. View Company Profile
Janus Henderson Investors | Clarity, Camaraderie and Communication for the Client Experience
Janus Henderson Investors
John Hancock Investment Management
John Hancock Investment Management  View Company Profile
John Hancock Investment Management  View Company Profile
Just Invest
Just Invest  View Company Profile
Macquarie Investment Management, US | MIM's Diversity & Inclusion
Macquarie Investment Management, US
Merlyn.AI Corporation | Merlyn.AI Introduces Paradigm Shift in ETF Design
Merlyn.AI Corporation
Milliman Financial Risk Management
Milliman Financial Risk Management  View Company Profile
Morningstar Investment Management, LLC | ESG Portfolios
Morningstar Investment Management LLC  View Company Profile
Northern Trust Asset Management | Holistic Advice & Tools to Scale Your Business
Northern Trust Asset Management
Orion Portfolio Solutions | Orion Delivers the Next Evolution of Direct Indexing
Orion Portfolio Solutions  View Company Profile
Orion Portfolio Solutions | Orion Portfolio Solutions Unveils Biotech Investment Strategies
Orion Portfolio Solutions  View Company Profile
Resources Investment Advisors
Resources Investment Advisors  View Company Profile
Rowling & Associates | InStrategy for Advisors
Rowling & Associates
SoFi | SoFi's zero-fee index ETFs, a fund industry first
SoFi
SpiderRock Advisors
SpiderRock Advisors  View Company Profile
State Street Global Advisors | Model Portfolio Solutions and the Client Experience
State Street Global Advisors
Uncommon Giving | Uncommon Giving - Direct Indexing for Donor Advised Funds
Uncommon Giving
WBI Investments
WBI Investments  View Company Profile
Westwood Holdings Group, Inc | Westwood's Alternative Income Fund
Westwood Holdings Group, Inc
Member Circle
Advisor Group, Inc. is the nation’s largest network of independent wealth management firms, serving approximately 11,000 financial professionals and overseeing over $450 billion in client assets. The firm is mission-driven to support the strategic role that financial professionals can play in the lives of their clients. Securities and investment advisory services are… MORE
Cambridge is a financial solutions firm focused on serving independent financial professionals and their investing clients while preserving its private control. Cambridge offers a broad range of choices for independent financial professionals regarding solutions for advice, growth, technology, and independence… MORE
Cetera Financial Group (Cetera) is a leading financial advice firm. It empowers the delivery of an Advice-Centric Experience® to individuals, families and businesses across the country through independent financial advisors as well as trusted tax professionals and banks and credit unions. Comprehensive services include wealth management solutions, retirement plan solutions, advisory services… MORE
Edward Jones , a Fortune 500 firm, provides financial services for individual investors in the United States and, through its affiliate, in Canada. Every aspect of the firm’s business, from the types of investment options offered to the location of branch offices, is designed to cater to individual investors in the communities in which they… MORE
LPL Financial LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker-dealer and top 5 custodian.1,2 We serve independent financial advisors, professionals, and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning… MORE
Merrill Lynch Wealth Management (Merrill) is a leading provider of comprehensive wealth management and investment services for individuals and businesses. With $2.2 trillion in client balances as of March 31, 2020, it is among the largest businesses of its kind in the world. Bank of America Corporation, through its subsidiaries… MORE
Since its founding in 1962, Raymond James has become an industry leader in financial services, providing private client group, capital markets, asset management, banking and other services to individuals, corporations and municipalities. Raymond James is the proud home of approximately 8,100 advisors. We have always been a different kind of financial services… MORE
Member Circle
Advisor Group, Inc. is the nation’s largest network of independent wealth management firms, serving approximately 11,000 financial professionals and overseeing over $450 billion in client assets. The firm is mission-driven to support the strategic role that financial professionals can play in the lives of their clients. Securities and investment advisory services are… MORE
Edward Jones , a Fortune 500 firm, provides financial services for individual investors in the United States and, through its affiliate, in Canada. Every aspect of the firm’s business, from the types of investment options offered to the location of branch offices, is designed to cater to individual investors in the communities in which they… MORE
Janney is a full-service wealth management, capital markets, and asset management firm providing advice to individual, corporate, and institutional clients. Our expertise includes guidance about asset management, corporate and public finance, equity… MORE
Merrill Lynch Wealth Management (Merrill) is a leading provider of comprehensive wealth management and investment services for individuals and businesses. With $2.2 trillion in client balances as of March 31, 2020, it is among the largest businesses of its kind in the world. Bank of America Corporation, through its subsidiaries… MORE
Since its founding in 1962, Raymond James has become an industry leader in financial services, providing private client group, capital markets, asset management, banking and other services to individuals, corporations and municipalities. Raymond James is the proud home of approximately 8,100 advisors. We have always been a different kind of financial services… MORE
Member Circle
As a full-service independent broker/dealer and Registered Investment Advisor, American Portfolios (AP) seeks to provide the best platforms, products and services to support the needs of its investment professionals (IPs) in order for them to serve their clients. Headquartered in Holbrook, N.Y. since 2001, AP has invested in a dedicated team of… MORE
Janney is a full-service wealth management, capital markets, and asset management firm providing advice to individual, corporate, and institutional clients. Our expertise includes guidance about asset management, corporate and public finance, equity… MORE
With a caring staff empowered to deliver personal, innovative support, Parkland Securities, LLC partners with financial advisors committed to enhancing their clients’ experience in an ethical, trustworthy manner. We provide comprehensive financial planning tools, solutions, and… MORE
Experience Different. PEAK Reps, LLC is a holding company for PEAK Brokerage Services (independent broker-dealer), Blackridge Asset Management (registered investment adviser) and Top Advisors Group (insurance marketing agency). The founding group ascrbie to… MORE

We aspire to be the gold standard for boutique independent firms. Since 1982, Prospera has been a steadfast partner for independent financial professionals seeking full-service, boutique independent broker dealer expertise and support. Through our advisors… MORE

With a caring staff empowered to deliver personal, innovative support, Sigma Financial Corporation partners with financial advisors committed to enhancing their clients’ experience in an ethical, trustworthy manner. We provide comprehensive financial planning tools, solutions, and services supporting our representatives’ efforts in guiding their… MORE
Member Circle
MarketCounsel is the leading business and regulatory compliance consulting firm to the country’s preeminent entrepreneurial independent investment advisers, operating in collaboration with the Hamburger Law Firm, whose expertise extends to virtually all areas of the investment and securities industry as well as entrepreneurial… MORE
MyComplianceOffice (MCO) provides compliance management software that enables companies around the world to reduce their risk of misconduct. Our powerful platform lets compliance professionals demonstrate they are proactively managing the regulated activities of employees, third-party vendors… MORE
Finalists
Company
Foreside | New Thought Leadership Hub - Foreside Knowledge Center
Foreside
Fraser and Fraser Genealogists and International Probate Researchers | Bringing Regulation to the Genealogy Industry: Establishment of the Association of Probate Researchers (APR)
Fraser and Fraser Genealogists and International Probate Researchers
Hamburger Law Firm | Advance Contract Management
Hamburger Law Firm
MarketCounsel Consulting
MarketCounsel Consulting  View Company Profile
MyComplianceOffice
MyComplianceOffice  View Company Profile
Member Circle
For more than 50 years, SEI has been a leader in the financial services industry, recognized for its history of innovation. SEI is a leading global provider of technology-driven wealth and investment management solutions. We deliver comprehensive platforms, services and infrastructure – encompassing investment processing, investment operations… MORE
TD Ameritrade Institutional empowers more than 7,000 independent registered investment advisors to transform the lives of their clients. It provides powerful technology and resources that help simplify running a business and let advisors spend more time doing what matters most — serving their clients… MORE
Member Circle
Fidelity’s mission is to inspire better futures and deliver better outcomes for the customers and businesses we serve. With assets under administration of $7.3 trillion, including discretionary assets of $2.9 trillion as of March 31, 2020, we focus on meeting the unique needs of a diverse set of customers: helping more than 32 million people invest their own life savings, 22,000 businesses manage employee benefit… MORE
LPL Financial LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker-dealer and top 5 custodian.1,2 We serve independent financial advisors, professionals, and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning… MORE
For 30 years, Schwab Advisor Services has worked side by side with RIAs, providing custodial, operational and trading support. In addition to custody services, Schwab Advisor Services provides business consulting services, practice management, and technology solutions to help independent advisors… MORE
TD Ameritrade Institutional empowers more than 7,000 independent registered investment advisors to transform the lives of their clients. It provides powerful technology and resources that help simplify running a business and let advisors spend more time doing what matters most — serving their clients… MORE
Member Circle
Goldman Sachs Private Bank Select® (GS Select) builds upon the extensive lending expertise of Goldman Sachs’ Private Bank, offering revolving securities-based lines of credit as a liquidity source for clients of independent financial advisors. With GS Select, clients can access liquidity quickly and easily, instead of selling securities… MORE
AdvicePeriod is reinventing wealth management. Focused on what really matters to clients, AdvicePeriod combines actionable financial and estate planning advice with objective investment guidance. The firm’s partners have a history of pioneering wealth management and developing many of the services… MORE
Founded in 2012, FiComm Partners is an integrated communications agency with a singular focus on wealth management and financial services. FiComm partners with clients to drive differentiation and tell impactful stories… MORE
Member Circle
AdvicePeriod is reinventing wealth management. Focused on what really matters to clients, AdvicePeriod combines actionable financial and estate planning advice with objective investment guidance. The firm’s partners have a history of pioneering wealth management and developing many of the services… MORE
Fidelity’s mission is to inspire better futures and deliver better outcomes for the customers and businesses we serve. With assets under administration of $7.3 trillion, including discretionary assets of $2.9 trillion as of March 31, 2020, we focus on meeting the unique needs of a diverse set of customers: helping more than 32 million people invest their own life savings, 22,000 businesses manage employee benefit… MORE
Key Private Bank simplifies wealth management by leveraging its community bank footprint, cross-functional teams and technology to deliver customized solutions for high-net-worth and ultra-high-net-worth families, including wealth advisory, investment management, trust administration, customized credit, private banking and family office services. By combining the market insights… MORE
Member Circle
AdvicePeriod is reinventing wealth management. Focused on what really matters to clients, AdvicePeriod combines actionable financial and estate planning advice with objective investment guidance. The firm’s partners have a history of pioneering wealth management and developing many of the services… MORE
Founded in 1997 in Raleigh, North Carolina,CAPTRUST CAPTRUST is an independent registered investment advisor with more than 650 employees nationwide and $368 billion in client assets under advisement (as of December 31, 2019). An employee-owned firm, CAPTRUST provides investment advisory services to retirement plan fiduciaries… MORE
Carson Group serves financial advisors and investors through its businesses including Carson Wealth, Carson Coaching, and Carson Partners. The family of companies offers coaching and partnership services to advisor firms – and straightforward financial advice to the investing public… MORE
Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors – not just the wealthy – deserve access to personalized… MORE
With a caring staff empowered to deliver personal, innovative support, Sigma Financial Corporation partners with financial advisors committed to enhancing their clients’ experience in an ethical, trustworthy manner. We provide comprehensive financial planning tools, solutions, and services supporting our representatives’ efforts in guiding their… MORE
Member Circle
Morningstar, Inc. is a leading provider of independent investment research in North America, Europe, Australia, and Asia. The Company offers an extensive line of products and services for individual investors, financial advisors, asset managers, retirement plan providers and sponsors, and institutional investor in the debt and private capital markets Morningstar provides data… MORE
Finalists
Company
CFRA | APIs for a complete investment research solutions via Research-as-a-Service (Raas) approach
CFRA
ECHELON Partners | ECHELON's New Behind the Deal Webcast Series
ECHELON Partners
Morningstar, Inc. | Morningstar Analyst Ratings for Model Portfolios
Morningstar, Inc.  View Company Profile
Truvalue Labs | Coronavirus ESG Monitor
Truvalue Labs
Member Circle

DPL Financial Partners is the leading RIA insurance network that brings low-cost, commission-free insurance solutions from a variety of the nation’s top carriers to RIA practices. DPL’s mission is to create a marketplace of no-load insurance products that enables RIAs… MORE

BNY Mellon’s Pershing and its affiliates provide advisors, broker-dealers, family offices, hedge fund and ’40 Act fund managers, registered investment advisor firms and wealth managers with a broad suite of global financial business solutions. Many of the world’s most sophisticated and successful financial services firms rely on Pershing for clearing and custody, investment and… MORE
Jackson is a leading provider of retirement products for industry professionals and their clients. The company and its affiliates offer variable, fixed and fixed index annuities designed for tax-efficient growth and distribution of retirement income for retail customers, as well as products for institutional investors. Jackson is a proud founding member and co-chair of the Alliance for Lifetime Income, a nonprofit… MORE
Member Circle

DeVoe & Company is a goal-based consulting firm and investment bank focused exclusively on guiding wealth management companies to a higher level of success. The firm provides consulting, M&A and valuation services to help RIAs… MORE

Goldman Sachs Private Bank Select® (GS Select) builds upon the extensive lending expertise of Goldman Sachs’ Private Bank, offering revolving securities-based lines of credit as a liquidity source for clients of independent financial advisors. With GS Select, clients can access liquidity quickly and easily, instead of selling securities… MORE
Finalists
Company
DeVoe & Company
DeVoe & Company View Company Profile
Goldman Sachs Private Bank Select
Goldman Sachs Private Bank SelectView Company Profile
Oak Street Funding | New Loan Customization Option
Oak Street Funding
Member Circle
Passionately committed to being a disruptor in the RIA industry, RFG leads the industry with a cutting-edge fully-integrated platform designed for independent Advisors. We are a service company first, a technology company second and an RIA third. Advisors chose RFG because of our culture and our excellence in delivering all of the vital … MORE
Thrivent Advisor Network (TAN) is a new hybrid RIA platform created especially for advisors who value independence yet crave a strong sense of community, shared values and support. TAN builds on the heritage of our parent company Thrivent, a holistic financial services organization that for over a century has been helping people build their financial futures and live lives full of meaning and gratitude…. MORE
Member Circle
MarketCounsel is the leading business and regulatory compliance consulting firm to the country’s preeminent entrepreneurial independent investment advisers, operating in collaboration with the Hamburger Law Firm, whose expertise extends to virtually all areas of the investment and securities industry as well as entrepreneurial… MORE

FP Transitions is the nation’s leading business consulting firm dedicated to wealth managers and independent financial advisors. With a full-service, concierge approach to supporting advisors during key points in their lifecycle, our comprehensive, coordinated, and customized solutions enable financial services businesses to achieve long-term, sustainable growth. Our team of 40 includes… MORE

Finalists
Company